Grants and Contributions to Support Urban Programming for Indigenous Peoples
Amendments to support the implementation of the Indigenous Community Support Fund for Inuit, Métis, off-reserve First Nations, and, urban Indigenous organizations
Grants and Contributions to Support Urban Programming for Indigenous Peoples: terms and conditions
Amendments to support the implementation of the Indigenous Community Support Fund for Inuit, Métis, off-reserve First Nations, and, urban Indigenous organizations – these terms and conditions contain time-limited exceptional changes to the program to help Indigenous organizations and communities deal with exceptional circumstances and challenges that exist for the duration of the COVID-19 pandemic. Such amendments will be in place until March 31, 2024. Furthermore, the amendments related to the COVID-19 pandemic should not set a precedent for the future of the Program or for other emergency situations. These time-limited amendments have 3 purposes: 1) to ensure that funds to respond to the COVID-19 pandemic can be advanced to eligible recipients without delay and to authorize COVID-19 related expenses incurred prior to entering into agreements as early as March 11, 2020; 2) to provide for sufficient discretion to modify certain administrative steps and requirements and to accept reasonable expenditures incurred during the COVID-19 pandemic as eligible; and, 3) enable flexibility for Indigenous organizations to respond to COVID-19 related needs. The program does not receive COVID-19 specific funding, but rather COVID-19 response measures flow through these terms and conditions.
Table of contents
- Introduction
- Legal and policy authority
- Purpose, program objectives and expected results
- Eligibility
- Type and nature of eligible expenditures
- Total Canadian government funding and stacking limits
- Method for determining the amount of funding
- Maximum amount payable
- Basis on which payments will be made
- Application requirements and assessment criteria
- Due diligence and reporting requirements
- Official languages
- Intellectual property
- Repayable contributions
- Redistributions of contributions
- Other terms and conditions
1. Introduction
Context
The Government of Canada seeks to contribute towards reconciliation with Indigenous peoples through improved coordination, supporting coalitions, and the broadening and strengthening of programming by identifying and addressing local needs of all Indigenous peoples whether on or off reserve, or in urban, rural, or northern communities.
Urban Programming for Indigenous Peoples (UPIP), implemented by Indigenous Services Canada (ISC), funds and supports activities that allow Indigenous organizations to serve clients, and to deliver effective culturally appropriate programs/services to urban Indigenous peoples, urgent infrastructure and housing supports to Indigenous persons residing in urban, rural, and northern areas, as well as invest in local stakeholder coalitions across Canada. It also provides opportunities for greater federal coordination of programming and supports research and pilot projects to better understand the urban Indigenous context.
In the context of Urban, Rural and Northern (U.R.N.) Indigenous Housing Strategy, Indigenous Services Canada (ISC) allocates funding to support First Nations Peoples living off reserve, Inuit beneficiaries living outside of Inuit Nunangat; Métis citizens living in urban, rural, and northern areas; First Nation communities; Modern Treaties or Self-Government Agreement holders for citizens living outside of their community; and, Métis, Inuit and Non-Status Indians who self-identify and are not covered by existing distinctions-based funding and Métis and Non-Status "Indians"/ First Nations organizations advocating for a direct role in delivering housing.
Scope
ISC has 6 grants and contribution funding streams to support the objectives of UPIP. The 6 streams are:
- Organizational Capacity provides core funding to Indigenous organizations including Friendship Centres that deliver programs/services to urban Indigenous peoples
- Programs and Servicesprovides project funding to organizations delivering a broad range of programs/services to urban Indigenous peoples
- Housing provides funding for Indigenous housing projects, including building purchases, new construction, repairs, renovations, and to support a broad range housing related initiatives
- Coalitions provides funding to local coalitions. These coalitions will bring together all orders of government, local organizations and other stakeholders to identify key local priorities and needs, and ensure efficient and coordinated delivery of urban Indigenous programs. The primary goals are to promote collaboration at the local level; identify local needs; and, develop local plans on how to best address these identified priorities. Coalitions would need to demonstrate inclusiveness and encourage active participation from a wide range of stakeholders
- Research and Innovation provides funding to better understand the urban Indigenous reality; gather information on best practices, methodologies and programming approaches; and, pilot innovative programs/services
- Infrastructure provides funding for major and minor infrastructure projects that increase the physical capacity and improve the safety, security, and accessibility of urban and rural Indigenous service delivery organization's facilities to deliver new programming or to respond to increased demand for existing programs (e.g., addictions, disabilities, seniors services, navigator services, training, youth mentoring.)
Funding investments made through UPIP will contribute towards reconciliation with Indigenous peoples through collaborative community and regional stakeholder engagement and participation, and by identifying and addressing local needs of all urban Indigenous peoples.
2. Legal and policy authority
Authority is provided under the following authorities:
- Department of Indigenous Services Act, S.C. 2019, c. 29, s. 336
- Public Health Events of National Concern Payments Act, 2020
3. Purpose, program objectives and expected results
The objective of this program is:
- to fund and support organizations that deliver programs and services
- to address infrastructure and housing needs of the most vulnerable, marginalized, and at-risk Indigenous Peoples in urban, rural and northern settings (e.g., youth, women and girls, seniors, unhoused individuals, those with physical and mental disabilities, and those escaping gender-based violence) and narrow the gap between Indigenous and non-Indigenous Peoples in need of core housing
- to deliver effective culturally-appropriate programs and services to urban Indigenous peoples in safe and accessible spaces, including urgent housing needs as well to invest in local coalitions across Canada
The program also supports this objective by facilitating the provision of urgent infrastructure and housing supports for Indigenous persons residing in urban, rural, and northern areas that are experiencing conditions of core housing need (e.g. living in housing that requires major repairs, is overcrowded, or is unaffordable) and provides an opportunity to access safe, adequate, suitable, and affordable housing for Indigenous Peoples residing in urban, rural, and northern areas. It will also provide opportunities for greater federal coordination of programming and support research and pilot projects to better understand the urban Indigenous context and to reduce Indigenous core housing need. In the context of COVID-19, the objective of the program is also to support communities in their response to COVID-19, which is a public health event of national concern.
The expected results of the program are as follows:
Expected results | Performance indicators | Target |
---|---|---|
Better understanding of urban Indigenous population | Demonstrated outcomes or success stories created through funded research projects | Incremental increase |
Indigenous peoples have access to programs and services | # of different services and/or programs being provided as a result of UPIP activities | Incremental increase |
# of organizations leveraging funds | Investments from sources other than the Government of Canada greater than or equal to UPIP investment | |
Indigenous peoples control the design, delivery and management of services related to the response to COVID-19 | TBD | TBD |
The gap in housing needs between Indigenous and non-Indigenous households in urban, rural and northern areas is narrowed | # of long term housing supports for Indigenous families and families with children that meets cultural and social needs | Incremental increase |
The expected ultimate outcome of UPIP for funding to address COVID-19 is that the spread of the virus is minimized, that cases are addressed, and that Indigenous communities be provided maximum flexibility to determine their own COVID-19 response. ISC will determine the approach to monitor and assess its performance related to the current public health event in future public reporting. Additional ISC performance indicators data will be integrated into the Performance Information Profile.
Measures have been included in the Performance Information Profile and the Performance Results Framework of the department to identify goals, monitor progress, and measure success.
General
In the 2023-24 Departmental Results Framework, this authority is listed under the Urban Programming for Indigenous peoples in the Program Inventory which falls under the Core Responsibility of Indigenous Well-Being and Self-Determination. In the context of COVID-19, this authority will be also address the Core Responsibility of 'Indigenous self-determined services' to reflect the support provided to communities in their response to COVID-19, which is a public health event of national concern.
4. Eligibility
A. Contribution funding
Eligible recipients
Eligible recipients for Organizational Capacity, Programs and Services, Coalitions, Research and innovation and Infrastructure streams, as well as facilities for the infrastructures stream, must be located off reserve.
In response to the COVID-19 pandemic, until March 31, 2024, eligible recipients include:
- First Nations in the Northwest Territories and Yukon
- Inuit representative organizations, Inuit governments, and Inuit communities
- Métis representative organizations and Métis settlements
- First Nations bands, regional, off-reserve, and urban Indigenous organizations supporting their members living away from their communities
- Indigenous organizations, communities and governments supporting Indigenous peoples living in urban centres
Organizational capacity stream eligible recipients are:
- not-for-profit Indigenous organizations
Programs and services stream eligible recipients are:
- Indigenous organizations
- municipal governments
- education authorities and institutions, such as school board, foundations and associations
- health authorities and institutions
- non-Indigenous organizations
All non-Indigenous organizations, including municipal governments, health and education authorities and institutions, require demonstrated support from Indigenous organizations or Indigenous community groups to be eligible for funding. To facilitate activities related to the current COVID-19 context, this process for demonstrating support may be streamlined by ISC.
Housing stream eligible recipients are:
- not-for-profit Indigenous organizations, including service delivery organizations
- for-profit Indigenous housing development organizations and corporations
- First Nations, including Treaty organizations, Tribal Councils and Bands, supporting their members living away from their communities and First Nations in the Northwest Territories and Yukon
- Inuit representative organizations, Inuit governments, and Inuit communities
- Métis representative organizations and Métis settlements
- Modern Treaty and Self-Governing partners
- non-Indigenous organizations, including municipal, provincial and territorial governments, health and education authorities and institutions, that demonstrate support from Indigenous organizations or Indigenous community groups
Coalitions stream eligible recipients are:
- Indigenous organizations
- municipal governments
Municipal governments require demonstrated support from Indigenous organizations or Indigenous community groups to be eligible for funding. To facilitate activities related to the current COVID-19 context, this process for demonstrating support may be streamlined by ISC.
Research and innovation stream eligible recipients are:
- Indigenous organizations
- municipal governments
- universities
- education authorities and institutions, such as school boards, foundations and associations
- research institutions and organizations
- health authorities and institutions
- individuals
Individuals must be associated with education authorities or institutions, universities and/or Indigenous organizations to be considered for funding. This can be demonstrated by providing letters of support. All non-Indigenous organizations, including municipal governments, health and education authorities and institutions, require demonstrated support from Indigenous organizations or Indigenous community groups to be eligible for funding. To facilitate activities related to the current COVID-19 context, this process for demonstrating support may be streamlined by ISC.
Infrastructure stream eligible recipients are:
- 1) urban and rural Indigenous not-for-profit service delivery organizations and 2) organizations currently receiving UPIP funding who:
- own their own facility/facilities, or
- are renting or leasing a building; if the organization provides the following:
- confirmation that the length of the lease from project start date is a minimum of 5 years
- verification that the lease transaction is at arm's length, meaning that the two parties are independent of each other, and without some special relationship, such as being a relative or one party having complete control of the other
All non-Indigenous organizations currently receiving UPIP funding, including municipal governments, health and education authorities and institutions, require to continue demonstrating support from Indigenous organizations or Indigenous community groups to be eligible for funding.
Eligible initiatives and projects
Funding will be considered upon receipt of a proposal, which will be assessed as per 'Section 10. Application requirements and assessment criteria' in these terms and conditions. All initiatives and projects must advance the objectives of the Urban Programming for Indigenous Peoples. As well, all streams must engage Indigenous peoples or communities in the development, design or delivery in some demonstrable manner.
Due to the unpredictable and urgent nature of actions necessary in anticipation of or response to COVID-19, the application process may be modified or streamlined for recipients of distinctions based funding to address urgent need.
Organizational capacity stream eligible for funding support include:
- core funding for Indigenous organizations including Friendship Centres to support urban Indigenous peoples and community by:
- maintaining a stable base from which to deliver culturally appropriate programs and services, or
- providing case management and referral services for clients
The Organizational capacity stream is not intended to supplement a shortage of funding under another program or initiative of any order of government. For the duration of the exceptional circumstances created by the COVID-19 pandemic, in order to provide recipients with further flexibility and ability to adapt to the situation, funds can be used to cover COVID-19-related costs.
Programs and services stream eligible for funding support include:
- projects that support new and existing general programs and services that serve urban Indigenous peoples that address locally-identified issues, provided that they are not already funded or eligible to be funded by other departments or governments
- initiatives and projects in 6 key areas including: 1) Women; 2) Vulnerable Populations; 3) Youth; 4) Transition Services; 5) Outreach Programs; and, 6) Community Wellness
The programs and services stream provides funding support for projects with specific activities and is not to be used to support an organization's ongoing operations. While funding can be used to complement funding from other sources within the stacking limits as set out in 'Section 6. Total Canadian government funding and stacking limits', it is not intended to supplement a shortage of funding under another program or initiative of any order of government.
For the duration of the exceptional circumstances created by the COVID-19 pandemic, in order to provide recipients with further flexibility and ability to adapt to the situation, funds can be used to cover COVID-19-related costs.
Housing stream eligible for funding support include:
- Third-party organizational and administrative costs and capital Indigenous housing infrastructure projects, including, but not limited to, addressing urgent, safe, and affordable housing needs
- Type and nature of activities associated with new or enhanced housing related projects off reserve, including but not limited to building purchase, new construction, repairs, and renovations and a broad range of housing related initiatives
- Housing, new construction: Planning, design, construction and acquisition of new housing units. Housing units include single units, multi-units, mobile homes, as well as special needs housing such as homes for the elderly, group homes, and homes for people who require assisted living but not medical care
- Housing, repairs: Repairs of existing housing units. The types of housing units covered are described under the Housing, new construction
- Housing, renovations: Renovations of existing housing units. The types of housing units covered are described under the Housing, new construction
- Housing-related initiatives: program development, capacity development, service delivery, education, training, research, housing financial literacy, home buying guidance, tenancy rights
Coalitions stream eligible for funding support include:
- local coalitions that bring together all orders of government and stakeholders to identify key local priorities and needs, planning, and ensure efficient and coordinated delivery of urban Indigenous programs
Research and innovation stream eligible for funding support include:
- initiatives that provide funding to academics/researchers and key Indigenous organizations to better understand the urban Indigenous reality; gather information on best practices, methodologies and programming approaches; and, pilot innovative programs/services
Infrastructure stream eligible for funding support includes:
- Capital projects, including, but not limited to, essential health and safety, accessibility, and energy efficiency in order to ensure safe and accessible spaces for program and service delivery
B. Grant funding
All of the above criteria for contribution funding also applies for grants funding. The maximum amount of grant payable to each recipient will be limited by the vote appropriated for this purpose and the foregoing criteria and will not exceed, for all streams, the maximum amount payable as outlined in section 8.
The following factors will also be used to determine eligibility for grant funding:
- the capacity of the organization to deliver on its existing mandate and undertake new initiatives
- the financial health of the organization, number of sources of income and the stability of its funding partners
- an overall low risk score per ISC's General Assessment process which provides a snapshot of each funded organization's performance relative to its funding agreement and highlights risks that may impact upon future performance
5. Type and nature of eligible expenditures
Under such exceptional circumstances, at the discretion of the minister, reasonable COVID-19-related expenditures may be eligible including, but are not limited to:
- direct financial and material support for vulnerable community members, including support for the procurement of food, provisions, and other necessities of life
- measures to address food insecurity, including the procurement, transport, and distribution of foodstuffs, of prepaid cards and cash disbursements, and provisions to enable community members to participate in local harvest activities
- educational and other support for children, including goods and services to enable electronic learning, and other means to facilitate growth and development for children
- mental health and emergency health response services, which include support for counselling services, social and material supports to implement recommended social distancing practices, the procurement of personal protective equipment for those providing essential community services and high-risk individuals, and all other necessities to emergency health response not otherwise covered by COVID-19 related initiatives
- payments for Elders, including honoraria for community services for the public health emergency
Organizational capacity stream
Eligible expenditures include:
- recipient salaries and benefits for the following positions:
- chief executive officer or executive director
- executive assistant or receptionist
- youth coordinator
- organizational overhead costs such as office supplies and utilities required to support the staff holding the positions being funded under this stream and/or administration of the agreement and/or costs associated with regular operating and maintenance for a not-for-profit organization
- costs for preparing financial and other reporting documentation required to be compliant with the agreement
Ineligible expenditures include:
- compensation for the recipient's Board member's time in the administration of, or participation in, an initiative
- purchase of capital assets with a market value in excess of $5,000
- purchase of automobiles, land, or buildings cosmetic
- capital renovations
- hospitality
- international travel
- provision of food as an act of food security for individuals and families
- contingency/miscellaneous fees
- deficit recovery
Programs and services stream
Eligible expenditures include:
- salaries and employee benefits
- professional fees
- honoraria
- local travel and transportation
- meetings
- hospitality
- training and development
- equipment
- facilities, including rental fees
- translation and communications
- materials and supplies
- volunteer participation expenses
Eligible administration costs include:
- costs of an administrator or other staff time required to support or oversee the project activities and/or administration of the agreement
- organizational overhead and/or infrastructure costs applied to supporting the project activities and/or administration of the agreement, such as office supplies, telephone/fax, postage, rent, audit, insurance and utilities
- costs for preparing financial and other reporting documentation required to be compliant with the agreement to provide funding
Ineligible expenditures include:
- stipends for attendance in training, conferences/workshops
- compensation for the recipient's board member's time in the administration of, or participation in, an initiative
- compensation for an individual's administration of, or participation in, an initiative where they are already receiving compensation (salary, honoraria or per diem) for the same period of time
- international travel
- contingency/miscellaneous fees
- deficit recovery
- purchase of capital assets with a market value in excess of $5,000
- purchase of automobiles, land, or buildings
Housing stream
Eligible expenditures include:
- Type and nature of expenditures associated with new or enhanced housing related projects, including capital costs related to:
- the purchase of buildings and land
- materials, supplies, labour, tools and equipment
- professional fees, permits and inspection fees
- tendering costs
- feasibility and design studies
- travel, and associated hospitality for tradespeople working in remote areas
- portable equipment or furnishings to accommodate accessibility needs
- other reasonable capital construction or renovation costs directly related to the project
- costs associated with the administration of the project
- Type and nature of operating expenditures to build and formalize the governance, management, and operational structures, including operating costs related to:
- salaries and benefits
- professional fees
- facilities
- equipment and supplies
- communications
- travel
- meetings
- legal fees
- administration costs
- provision of training and education
- coordination of services/resources
- capacity building and research and data collection
Ineligible expenditures include:
- land de-contamination
- cosmetic repairs
- financing expenses (for example term loans and real estate mortgages)
- deficit recovery
Note
Cost overruns are the responsibility of the recipient and/or other funders.
Coalitions stream
Eligible expenditures include:
- salaries and employee benefits for one coordinator position
- professional fees
- honoraria
- travel and transportation
- training for the coordinator position
- costs related to organizing local meetings/gatherings
- hospitality
- translation and communications
Eligible administration costs include:
- costs of an administrator or other staff time required to support or oversee the project activities and/or administration of the agreement
- organizational overhead and/or infrastructure costs applied to supporting the project activities and/or administration of the agreement to provide funding, such as office supplies, telephone/fax, postage, rent, audit, insurance and utilities
- costs for preparing financial and other reporting documentation required to be compliant with the agreement to provide funding
Ineligible expenditures include:
- stipends for attendance in training, conferences/workshops
- international travel
- compensation for the recipient's Board member's time in the administration of, or participation in, an initiative
- compensation for an individual's administration of, or participation in, an initiative where they are already receiving compensation (salary, honoraria or per diem) for the same period of time
- provision of food as an act of food security for individuals and families
- contingency/miscellaneous fees
- deficit recovery
- scholarships
- purchase of capital assets with a market value in excess of $5,000
- purchase of automobiles, land, or buildings
Research and innovation stream
Eligible expenditures include:
- salaries and employee benefits
- professional fees
- honoraria
- travel and transportation including international
- meetings
- equipment
- facilities, including rental fees
- translation and communications
- materials and supplies
Eligible administration costs include:
- costs of an administrator or other staff time required to support or oversee the project activities and/or administration of the agreement
- organizational overhead and/or infrastructure costs applied to supporting the project activities and/or administration of the agreement to provide funding, such as office supplies, telephone/fax, postage, rent, audit, insurance and utilities
- costs for preparing financial and other reporting documentation required to be compliant with the agreement to provide funding
Ineligible expenditures include:
- compensation for the recipient's board member's time in the administration of, or participation in, an initiative
- compensation for an individual's administration of, or participation in, an initiative where they are already receiving compensation (salary, honoraria or per diem) for the same period of time
- provision of food as an act of food security for individuals and families
- contingency/miscellaneous fees
- deficit recovery
- scholarships
- purchase of capital assets with a market value in excess of $5,000
- purchase of automobiles, land, or buildings
Infrastructure stream
Eligible expenditures include:
- major and minor capital costs for essential health and safety, accessibility, and energy efficiency projects such as:
- renovation of a building, including materials, supplies and labour
- building purchase, expansion or building replacement when it is demonstrated to be more cost efficient to do so
- purchase or rental of tools, equipment or machinery necessary to complete the project
- professional fees such as architectural, engineering, and project-specific consulting
- permits and municipal inspection fees
- tendering costs
- costs for preparing financial and other reporting documentation required to be compliant with the agreement
Ineligible expenditures include:
- purchase of automobiles or land
- land de-contamination
- cosmetic capital renovations
- hospitality
- travel
- miscellaneous fees
- deficit recovery
- financing expenses (e.g. term loans and real estate mortgages)
- portable equipment and furnishings
Note
Cost overruns are the responsibility of the recipient and/or other funders.
Administration costs
Organizations under all funding streams are eligible for reimbursement of administration costs up to 10% for eligible expenditures directly related to the administration of the funding.
Special circumstances:
Third Party Delivery Organizations under Organizational Capacity, Programs and Services, Infrastructure and Research and Innovation streams who further distribute the funding to ultimate recipients are eligible for reimbursement of administration costs up to 15% for eligible expenditures directly related to the administration of the funding. The 15% is inclusive of all administration, which includes the ultimate recipient.
Organizations identified to deliver set-aside allocations under the Organizational Capacity, Programs and Services, Infrastructure and Research and Innovation streams funding streams are eligible for reimbursement of administration costs up to 15% for eligible expenditures directly related to the administration of the funding.
Eligible expenditures
Subject to departmental approval, eligible expenditures must be directly related to the administration of the funding and may include the following:
- costs of an administrator or other staff time required to support or oversee the project activities and/or administration of the agreement
- organizational overhead and/or infrastructure costs applied to supporting the project activities and/or the administration of the agreement, such as: office supplies, telephone/fax, postage, rent, audit, insurance and utilities
- costs for preparing financial and other reporting documentation required to be compliant with the agreement to provide funding
- travel and transportation for monitoring purposes
- training related to the administration of the funding
- meetings
- Funding for the Indigenous Advisory Committee, such as organizational overhead, supplies, preparing reports, travel and meetings, etc.
For all streams
Expenditures related to hospitality have to be reasonable for the activities undertaken. A 'reasonable' cost is defined as a price that is consistent with what a person would pay in the same or similar circumstances for the same or similar item. Please refer to: Treasury Board guidelines on hospitality for examples of rates and eligible expenditures.
Expenditures related to travel have to be reasonable for the activities undertaken. A 'reasonable' cost is defined as a price that is consistent with what a person would pay in the same or similar circumstances for the same or similar item. Please refer to Treasury Board guidelines on travel for examples of rates and eligible expenditures.
Please note that this is not an exhaustive list. Eligibility of expenditures for all streams will be assessed on a case-by-case basis at the discretion of the minister. Provisions in funding arrangements will ensure that the Government of Canada will not become liable for a loan, lease or other contractual obligation entered into by a recipient to acquire these assets.
For all streams, provisions in funding arrangements will ensure that the Government will not become liable for a loan, lease or other contractual obligation entered into by a recipient to acquire these assets. Additionally, provisions in funding arrangements will outline eligible program delivery costs for Third Party organizations, when applicable.
In circumstances like the COVID-19 pandemic, up to 15% of the project direct costs can be allocated to administration costs.
6. Total Canadian government funding and stacking limits
For all streams, where possible and appropriate, the costs of an eligible activity will be shared with the recipient and/or with government and/or the private sector. However, where the sharing of costs with the recipient and private sector are not feasible, total government funding (federal, provincial/territorial and municipal funding for the same eligible expenditures) must not exceed 100% of eligible expenditures. Recipients are required to disclose all confirmed and potential sources of funding, inclusive of all federal, provincial, territorial or municipal governments (total government assistance) and other sources that are expected to be received. Annual financial reporting shall show all sources of funding received by the recipient. Provisions for repayment shall be included in the funding agreements.
For the duration of the exceptional circumstances created by the COVID-19 pandemic, timing of disclosure may vary in response to the current context. The annual financial reporting must also show all sources of funding, and provisions for repayment shall be included in the funding agreement in case total government funding exceeded 100% of eligible expenditures.
7. Method for determining the amount of funding
Grants and contribution funding
The amount of funding is determined by completing an assessment of the proposed project objective(s), activities, and budget against these terms and conditions, then negotiating with the recipient the exact required amount of funding in order to achieve the proposed project objective. The department will also ensure that the funding amount is appropriate, in view of funding from other sources.
Factors that may be considered when negotiating funding amounts include:
- scope and duration of activities to be carried out
- validation of reasonableness and fair market value of proposed expenditures
- importance of projected expenditures to success
- reasonableness of overall cost given projected outcome/s compared to alternative options
Proposed costs are assessed based on reasonableness and necessity, ensuring that the level of funding is the minimum required for attainment of the results expected of the recipient.
For all programs, funding must remain within the maximum amount payable as outlined in the subsequent section.
Minor capital infrastructure projects are defined as projects with a maximum value of $1,000,000 (total project cost). Fund leveraging is encouraged. Minor infrastructure funding for set-aside allocation organizations will be delivered using UPIP's existing delivery mechanisms. An annual allocation will be provided to the set-aside allocation recipients to address their highest infrastructure needs within the parameters of these Terms and Conditions. Other eligible recipients will be able to apply for minor infrastructure funding through an open call-for-proposals.
Major infrastructure projects are defined as projects with cost estimates of more than $1,000,000 (total project cost). Such projects often extend over multiple years and can include major renovations and retrofits, expansions and new builds. Fund leveraging is encouraged.
Funding for major infrastructure projects will be allocated through an open call-for-proposals. A National Review Committee comprised of federal departments and representatives of Indigenous organizations will review project recommendations following internal assessments and provide views on funding recommendations.
For the purposes of the funding allotted for core housing needs in urban, rural, northern areas under the housing stream, funding will be initially based on regional or aggregate notional allocations and through single recipient allocations. Indigenous Services Canada will flow the funding directly to eligible recipients who signed agreements in order to support their members, citizens, and beneficiaries on housing related initiatives.
8. Maximum amount payable
A. Grant funding
The maximum amount payable to any 1 single recipient is $50,000 a year.
The following maximum amounts were established to ensure that most circumstances could be funded as necessary. Recipients are not entitled to the maximum amount. Actual funding per recipient will depend on the overall availability of funding.
B. Contribution funding
UPIP Organizational Capacity, Programs and Services, Coalitions, Infrastructure, and Research and Innovation Funding Streams
When the department issues funding, the maximum amount payable to any 1 single recipient is $150,000,000 a year (in total for Organizational Capacity, Programs and Services, Coalitions, Infrastructure, and Research and Innovation Funding Streams).
UPIP Housing Funding Stream
When the department issues funding under the Housing stream, the maximum amount payable to any 1 single recipient is $300,000,000 a year.
Indigenous Community Support Fund and other COVID-19 related funding
When the Department issues funding, the maximum amount payable to any 1 single recipient is $50,000,000 a year (excluding the regular UPIP funding).
9. Basis on which payments will be made
A. Grant funding
A one-time payment of the total amount of the grant may be made upon approval of an application.
B. Contribution funding
Payments will be made based on achievement of pre-determined performance objectives or milestones as identified in the funding agreement and/or reimbursement of eligible expenditures. When utilizing progress payments, as defined by Treasury Board's Directive on Transfer Payments, a claim for reimbursement must be submitted, identifying sources of project revenue and project actual expenditure, as per the funding agreement. Where it is advantageous to the success of the activities, the department shall offer fixed or flexible funding approaches for contributions to Indigenous recipients, in accordance with Appendix K of the Directive on Transfer Payments. Please refer to: Directive on Transfer Payments for more information.
Where it is essential to the achievement of the proposed performance objectives, and is identified in the funding agreement, advance payments may be made in accordance with the Treasury Board's Policy on Transfer Payments. Please refer to: Policy on Transfer Payments for more information. Advance payments will be based on need as identified in the forecast of cash flow in the funding agreement, or will reflect the need for urgent COVID-19-related advance funding where a credible cash flow forecast cannot be prepared. In addition, a final accounting of eligible expenditures is always required.
10. Application requirements and assessment criteria
This section reflects the requirements and criteria by which ISC will support program delivery.
In order to be considered for receipt of Grant and Contribution funding from ISC, an eligible recipient must complete an application form and submit it to ISC, along with a proposal that:
- describes the objective of the project and how it supports the objectives of these terms and conditions
- outlines the activities to be performed in pursuit of the objectives
- identifies the expected results within a specified time frame and the intended benefit for Indigenous peoples
- outlines the role played, or to be played, by urban Indigenous peoples and community in designing and delivering the project
- provides a detailed budget and cash flow statement
- discloses all sources of funds
Due to the unpredictable and urgent nature of actions necessary in anticipation or response to COVID-19, the application process may be modified or streamlined for recipients of distinctions-based funding to address urgent need.
In addition, for the duration of the exceptional circumstances created by the COVID-19 pandemic, due to the rapidly changing circumstances and responses from all levels of government caused by the pandemic and the need to provide quick advances where needed, timing around the provision of a detailed budget or cash flow statements may be waived on a case-by-case basis.
Additional documentation may be requested by the department to assess new funding recipients for the purpose of determining eligibility and suitability in being able to deliver on the objectives of the project.
Funding applications may be assessed against the following criteria:
- completeness of the application
- objectives of the project and how the project will contribute to the objectives of these terms and conditions
- eligibility as per these terms and conditions
- who will benefit from the project
- assets and needs of the target beneficiaries and the community in which the project is to be delivered
- demonstrated support by urban Indigenous peoples, community and other stakeholders in designing and delivering the project
- feasibility of the project, as well as outcomes achieved compared to the funding requested
- applicant organization's performance record in administering government funding agreements and achieving project objectives
- risk of project not being successful as proposed and risk of funds not being utilized as outlined in the funding arrangement and needing to be recovered from the recipient
- applicant's demonstrated ability to leverage other funding
- a maximum single project funding value
For the duration of the exceptional circumstances created by the COVID-19 pandemic, assessment of applications will ensure that urgent funding receives priority.
Additional criteria for grant funding
In addition to the criteria above, grant funding will be assessed and determined on a case-by-case basis by the Department and may be assessed against the following criteria:
- applicant's organization must have a funding history with the department a minimum of 24 months
- applicant's organization must be in good standing with the department and must not be in default of a funding agreement
- applicant's organization may not further distribute funding to an entity (an agency, i.e. an authority, board, committee, or other entity authorized to act on behalf of the applicant)
- applicant's organization must maintain eligibility as a recipient as per these terms and conditions for the duration of the agreement
If an applicant's organization fails to demonstrate eligibility, grant funding will not be considered. If an applicant's organization is approved for grant funding but fails to maintain eligibility as a recipient through the duration of the agreement, grant funding will be revoked and a partial or total reimbursement may be required by the recipient to Canada. The amount will be determined on a case-by-case basis.
For the purposes of the funding allotted for core housing needs in urban, rural, northern areas under the housing stream, funding will be initially based on regional or aggregate notional allocations and through single recipient allocations. Indigenous Services Canada will flow the funding directly to eligible recipients who signed agreements in order to support their members, citizens, and beneficiaries on housing related initiatives.
11. Due diligence and reporting requirements
At a minimum, contribution recipients are required to submit annual financial reports or financial audits that account for the use of funding in accordance with the terms of the funding arrangement. A Data Collection Instrument is also required to outline activities, results and outcomes achieved. The frequency of reporting may be increased based on recipient risk.
12. Official languages
The department will take into account the relevant official language obligations and comply with all applicable official language requirements stipulated in the Official Languages Act and the related regulations, as well as federal government policies in this regard.
Transfer payments to recipients
Where it has been determined that:
- the target clientele eligible to participate in a project to be carried by the recipient is composed of members of both official language communities
- the anticipated demand for project assistance by the target clientele in both official languages justifies the use of both official languages, the department requires the recipients to:
- make any announcements to the public concerning the project in both official languages
- actively offer project-related services to members of the public in both official languages
- make available in both official languages any documents or other information for the general public relating to the project
- encourage members of both official language communities to participate in the project
- provide its services, when appropriate, in such a manner as to accommodate the specific needs of both official language communities
If the department determines that the activities of a specific recipient may have an impact on official-language minority communities or be susceptible of promoting linguistic duality, the funding agreement will specify the recipient's linguistic commitments and ensure that additional expenses incurred as a result of these commitments are considered eligible. Commitments relating to the development of minority communities will be determined based on the needs of the community (determined after consultations with the community, if appropriate).
13. Intellectual property
Where a grant or contribution is provided for the development of material in which copyright exists, intellectual property ownership will reside with the recipient. However, in the event the department wishes to use the intellectual property produced by a recipient, the following clause will be included in the funding agreement:
The recipient gives the minister a royalty-free, permanent and non-exclusive license to produce, reproduce, translate, modify, or publish, in any way, the original work or an adaptation, in any language, for use within the federal public service and for non-commercial distribution, including the evaluation research design, data collection instruments and all interim and final evaluation reports.
14. Repayable contributions
Repayment of contributions is not required where housing stream funding contributions are paid to for-profit Indigenous housing development organizations and corporations and the articles of incorporation do not permit dividends to be paid or distributed to shareholders or there is no intent to distribute dividends.
15. Redistributions of contributions
As per the Directive on Transfer Payments, a recipient is defined as "…an entity that either has been authorized to receive a transfer payment or that has received that transfer payment." In this context, the department may provide contribution funding to recipients who in turn further distribute payments to one or more ultimate recipient(s) to conduct approved activities.
The recipient shall remain liable to the department for the performance of its obligations under the funding agreement. Neither the objectives of the programs and services nor the expectations of transparent, fair and equitable services shall be compromised by any delegation or redistribution of contribution funding.
These transfer payment funds can be further distributed by recipients however; any entity receiving funds from a recipient must also qualify as an eligible recipient under these terms and conditions.
A formal agreement is required to specify accountability requirements between the recipient and any ultimate recipient(s), and will provide, in accordance with the Policy on Transfer Payments and its associated Directive, the necessary requirements related to further distribution of funding.
Recipients will have independence in the choice of those persons or entities to whom funds will be further distributed, and will not be acting as an agent of the government in making distributions.
16. Other terms and conditions
Terms and conditions effective date
These terms and conditions come into effect on March 21, 2024.